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News And Publications - Client Alerts

23
Apr
2018

SEC Proposes Regulation Best Interest for Brokers

Published: April 23, 2018 Listed In: Client Alerts

Seeking more uniform standards of care in the financial services industry, the SEC proposes to increase brokers’ duty to retail clients from the current “suitability” standard to a level approximating the more rigorous “fiduciary duty” that investment advisors already owe their clients. Comment period expires in late July 2018.

19
Apr
2018

Pastore & Dailey Represented Mortgage Services Company in Financing Transaction

Published: April 19, 2018 Listed In: Client Alerts

Pastore & Dailey recently represented a mortgage servicing company in a financing transaction.

26
Mar
2018

Private-Equity Firm Manager Prevails in Federal District Court Against the Milstein Family

Published: March 26, 2018 Listed In: Client Alerts

Private-equity fund manager successfully defends federal claims brought by investors and takes steps towards legal remedies of his own.

13
Nov
2017
16
May
2017