Pastore & Dailey Retained by Leading Wall Street Firms for Regulatory and Advisory Work

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Published On: June 6, 2017

One of the leading international insurance companies in the world and one of the oldest broker-dealers in the United States have both recently tapped Pastore & Dailey as regulatory counsel in connection with SEC and FINRA examinations and advisory issues. In addition, Pastore & Dailey is currently working with one of the nation’s preeminent RIAs to lead its response to an SEC inquiry.