Technology Regulation in the Federal Securities Markets

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Published On: February 7, 2019

Pastore & Dailey Announces Publication of Partner’s Bloomberg Treatise – Technology Regulation in the Federal Securities Markets

      Pastore & Dailey LLC has an extensive RegTech practice, and Jack Hewitt, a P&D Partner, is one of the country’s authorities in this area.  In line with this, P&D is pleased to announce that Bloomberg BNA has just published Mr. Hewitt’s new treatise, Technology Regulation in the Federal Securities Markets.  

      The treatise is structured into three major segments - cybersecurity, the new market technologies and blockchain.  The cybersecurity segment provides a comprehensive review of all applicable federal and state regulations and guidelines while the market technology segment addresses, among others, the Cloud, robo-advisers and smart contracts.  The final segment, Blockchain, includes cryptocurrency, tokens and ICOs.  Mr. Hewitt, whose expertise extends to virtually all major business sectors, regularly reviews client cybersecurity and technology procedures and would be pleased to discuss performing one for your firm. 

      Please use the below link to view the Table of Contents and the chapters on Information Security Programs and ICOs of the new treatise.