203-658-8454

Pastore & Dailey Blog - Arbitration

30
Apr
2015

Last year the Federal Court of New York was stormed by investors alleging that exchanges, banks, and broker dealers created an unfair marketplace through high frequency trading ("HFT").

22
Apr
2015

The Court of Appeals in the 2nd Circuit held that a FINRA member firm and its customer may agree to settle disputes in court and not in FINRA arbitration.