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Pastore & Dailey Blog - Securities

30
Apr
2015

Last year the Federal Court of New York was stormed by investors alleging that exchanges, banks, and broker dealers created an unfair marketplace through high frequency trading ("HFT").

22
Apr
2015

The Court of Appeals in the 2nd Circuit held that a FINRA member firm and its customer may agree to settle disputes in court and not in FINRA arbitration.

13
Feb
2015

If you invested money with Bernard Madoff, were a net investment "loser" with him in his Ponzi scheme, but had hope to claw back some of your losses from other Madoff victims who were net "winners," you just lost again.

12
Feb
2014

Pastore & Dailey announces the successful creation of an “angel investor” fund for a Venture Capital client. The 5 Million dollar fund was formed in South Carolina and focuses on investments in small East Coast companies.