Transactional Practice

Our attorneys have represented broker dealers in the purchase and sale of broker dealers and in other transactional matters. Our attorneys have regularly represented broker dealers as placement agents for private placements.  Our attorneys have also formed private equity and hedge funds, and represent three funds in their portfolio investments. They also have worked on many private placements, 4 (1) 1/2 transactions and mergers and acquisitions. 

We have also been active in the purchase and sale of traditional “Brick and Mortar” businesses ranging from the representation of retailers in the biking and apparel industry, to the purchasers of food businesses.