News And Publications , Page 2

Pastore & Dailey Represents Boca Raton Financial Advisor in Arbitration Against High-Profile Financial Services Company

Published: June 18, 2018 Listed In: PD Announcements

Connecticut’s New Pass Through Entity Tax

Published: June 7, 2018 Listed In: Client Alerts

On May 31, 2018, Governor Malloy signed P.A. 18-49, which fundamentally changes how income earned by pass through entities such as S corporations, partnerships, and multi-member LLCs are taxed.

SEC Proposes Regulation Best Interest for Brokers

Published: April 23, 2018 Listed In: Client Alerts

Seeking more uniform standards of care in the financial services industry, the SEC proposes to increase brokers’ duty to retail clients from the current “suitability” standard to a level approximating the more rigorous “fiduciary duty” that investment advisors already owe their clients. Comment period expires in late July 2018.

Pastore & Dailey Represented Mortgage Services Company in Financing Transaction

Published: April 19, 2018 Listed In: Client Alerts

Pastore & Dailey recently represented a mortgage servicing company in a financing transaction.

Private-Equity Firm Manager Prevails in Federal District Court Against the Milstein Family

Published: March 26, 2018 Listed In: Client Alerts

Private-equity fund manager successfully defends federal claims brought by investors and takes steps towards legal remedies of his own.