Pastore & Dailey Retained to Advise Multi-billion-dollar Registered Investment Advisor in Restructuring

Published: April 2, 2021

      Pastore & Dailey was retained to advise a multi-billion-dollar registered investment advisor and related private equity funds on the restructuring of the advisor. Pastore & Dailey advised the advisor and private equity funds in connection with modifications to ownership structure, distribution rights, employment rights, indemnification, and banking issues. Pastore & Dailey also assisted in substantial revisions to the advisor’s Form ADV, other SEC filings, Compliance Manual, Corporate Governance documents, and Policies and Procedures.